John Alexander Worth

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aspen Managing Agency Limited (no longer approved here)

    FRN 478192

    • CF29 Significant management (1 Nov 2012 to 5 Dec 2014)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • CF2 Non Executive Director (25 Jun 2004 to 23 Nov 2004)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF1 Director (18 Feb 2004 to 19 Oct 2005)
    • CF19 Significant Mgt (Financial Resources) (8 Jan 2004 to 18 Feb 2004)
    • CF14 Risk Assessment (15 Jul 2002 to 8 Jan 2004)
    • CF10 Compliance Oversight (26 Apr 2002 to 8 Jan 2004)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF19 Significant Mgt (Financial Resources) (8 Jan 2004 to 19 Oct 2005)
    • CF14 Risk Assessment (15 Jul 2002 to 8 Jan 2004)
    • CF10 Compliance Oversight (26 Apr 2002 to 8 Jan 2004)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • CF19 Significant Mgt (Financial Resources) (8 Jan 2004 to 19 Oct 2005)
    • CF14 Risk Assessment (15 Jul 2002 to 8 Jan 2004)
    • CF10 Compliance Oversight (26 Apr 2002 to 8 Jan 2004)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF19 Significant Mgt (Financial Resources) (8 Jan 2004 to 19 Oct 2005)
    • CF14 Risk Assessment (15 Jul 2002 to 8 Jan 2004)
    • CF10 Compliance Oversight (26 Apr 2002 to 8 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.