Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Apollo Management International LLP
FRN 452877
- [FCA CF] Client dealing (since 1 Aug 2023)
- [FCA CF] Material risk taker (since 1 Aug 2023)
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- SMF27 Partner (15 Sep 2021 to 11 Aug 2023)
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- SMF7 Group Entity Senior Manager (11 Jun 2020 to 31 Dec 2020)
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- [FCA CF] Manager of certification employee (20 May 2020 to 31 Dec 2020)
- [PRA CF] Key function holder (10 Dec 2018 to 20 May 2019)
- CF10 Compliance Oversight (4 Mar 2013 to 21 May 2015)
- CF28 Systems and controls (4 Mar 2013 to 21 May 2015)
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- [FCA CF] Manager of certification employee (20 May 2020 to 31 Dec 2020)
- [PRA CF] Key function holder (10 Dec 2018 to 20 May 2019)
- CF10 Compliance Oversight (4 Mar 2013 to 21 May 2015)
- CF28 Systems and controls (4 Mar 2013 to 21 May 2015)
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- SMF1 Chief Executive (12 Mar 2020 to 31 Dec 2020)
- SMF3 Executive Director (12 Mar 2020 to 31 Dec 2020)
- CF28 Systems and controls (4 Mar 2013 to 21 May 2015)
- CF10 Compliance Oversight (4 Mar 2013 to 21 May 2015)
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- SMF3 Executive Director (12 Mar 2020 to 31 Dec 2020)
- SMF1 Chief Executive (12 Mar 2020 to 31 Dec 2020)
- CF10 Compliance Oversight (4 Mar 2013 to 21 May 2015)
- CF28 Systems and controls (4 Mar 2013 to 21 May 2015)
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- [FCA CF] Material risk taker (9 Dec 2019 to 19 May 2020)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 19 May 2020)
- CF10 Compliance Oversight (4 Mar 2013 to 21 May 2015)
- CF28 Systems and controls (4 Mar 2013 to 21 May 2015)
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- SMF6 Head of Key Business Areas (11 Mar 2019 to 31 Dec 2020)
- [PRA CF] Key function holder (10 Dec 2018 to 20 May 2019)
- CF29 Significant management (3 Jan 2018 to 9 Dec 2018)
- CF28 Systems and controls (4 Mar 2013 to 21 May 2015)
- CF10 Compliance Oversight (4 Mar 2013 to 21 May 2015)
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- [FCA CF] Material risk taker (10 Feb 2017 to 19 May 2020)
- [PRA CF] Significant risk taker or Material risk taker (10 Feb 2017 to 19 May 2020)
- CF28 Systems and controls (1 Aug 2014 to 21 May 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.