Apollo Asset Management Europe LLP

• Principal Place of Business

  Apollo Management LLP

  1 Soho Place

  London

  Westminster

  W1D 3BG

  UNITED KINGDOM

  Phone

  +442070165000

  Web

  https://www.apollo.com

• Complaints Contact

  Apollo Management LLP

  1 Soho Place

  London

  Westminster

  W1D 3BG

  UNITED KINGDOM

  Phone

  +442070165000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . AMME UK CM, LLC

  IRN XXA01351

  • SMF27 Partner (9 Dec 2019 to 20 Mar 2023)
  • CF4 Partner (3 Apr 2018 to 8 Dec 2019)
• . Apollo Principal Holdings XI, LLC

  IRN XXA01322

  • SMF27 Partner (9 Dec 2019 to 20 Mar 2023)
  • CF4 Partner (3 Apr 2018 to 8 Dec 2019)
• Alexander Humphreys

  IRN AWH01085

  • [FCA CF] Client dealing (since 26 Jul 2022)
  • [FCA CF] Material risk taker (since 26 Jul 2022)
• Ali Tabatabaie

  IRN TXA01216

  • [FCA CF] Material risk taker (28 Mar 2022 to 31 Oct 2025)
  • [FCA CF] Client dealing (28 Mar 2022 to 31 Oct 2025)
• Benjamin Douglas Wood Allmond

  IRN BDA01019

  • [FCA CF] Material risk taker (since 1 Jul 2025)
  • [FCA CF] Client dealing (since 1 Jul 2025)
• Bhavin Patel

  IRN BXP01136

  • [FCA CF] Client dealing (since 26 Jul 2022)
  • [FCA CF] Material risk taker (since 26 Jul 2022)
• Christopher John Dearie

  IRN CXD17573

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (17 Sep 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (17 Sep 2019 to 8 Dec 2019)
• Clement Guennec

  IRN CXG01663

  • [FCA CF] Manager of certification employee (29 Sep 2022 to 1 Apr 2025)
  • [FCA CF] Material risk taker (1 Jan 2022 to 1 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2025)
• Daniel Kut Wai Wong

  IRN DXW00425

  • [FCA CF] Material risk taker (24 Jan 2022 to 24 Aug 2023)
  • [FCA CF] Client dealing (24 Jan 2022 to 24 Aug 2023)
• Dipesh Anandilal Patel

  IRN DXP00601

  • SMF27 Partner (since 31 Jul 2024)

No changes recorded yet.