Bhavin Patel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Apollo Management International LLP
FRN 452877
- [FCA CF] Client dealing (since 24 Nov 2023)
- [FCA CF] Material risk taker (since 24 Nov 2023)
- [FCA CF] Manager of certification employee (since 24 Nov 2023)
- SMF27 Partner (9 Dec 2019 to 24 Nov 2023)
- CF4 Partner (14 Mar 2018 to 8 Dec 2019)
- CF30 Customer (2 Sep 2008 to 8 Dec 2019)
Apollo Asset Management Europe LLP
FRN 784373
- [FCA CF] Material risk taker (since 26 Jul 2022)
- [FCA CF] Client dealing (since 26 Jul 2022)
Redding Ridge Asset Management (UK) LLP
FRN 768961
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (2 Oct 2018 to 8 Dec 2019)
- CF4 Partner (2 Oct 2018 to 8 Dec 2019)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 8 Aug 2008)
- CF21 Investment Adviser (12 Dec 2006 to 31 Oct 2007)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (25 Sep 2002 to 6 Sep 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.