Apollo Asset Management Europe LLP

• Principal Place of Business

  Apollo Management LLP

  1 Soho Place

  London

  Westminster

  W1D 3BG

  UNITED KINGDOM

  Phone

  +442070165000

  Web

  https://www.apollo.com

• Complaints Contact

  Apollo Management LLP

  1 Soho Place

  London

  Westminster

  W1D 3BG

  UNITED KINGDOM

  Phone

  +442070165000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dominic Matthew Fry

  IRN DMF01032

  • CF30 Customer (3 Apr 2018 to 8 Dec 2019)
• Edward Charlesworth

  IRN EJC01054

  • [FCA CF] Material risk taker (since 26 Jul 2022)
  • [FCA CF] Client dealing (since 26 Jul 2022)
• Enrico Restivo

  IRN EXR01363

  • [FCA CF] Material risk taker (1 Jan 2022 to 1 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2025)
  • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
• Eric Lhomond

  IRN EXL01214

  • SMF27 Partner (since 30 Mar 2020)
  • CF30 Customer (3 Apr 2018 to 8 Dec 2019)
• Federico Mastrostefano

  IRN FXM00268

  • [FCA CF] Client dealing (25 Sep 2023 to 1 Apr 2025)
• Gernot Wilhelm Friedrich Lohr

  IRN GWL01033

  • [FCA CF] Material risk taker (20 Feb 2023 to 1 Apr 2023)
  • [FCA CF] Client dealing (20 Feb 2023 to 1 Apr 2023)
  • SMF27 Partner (9 Dec 2019 to 20 Feb 2023)
  • CF4 Partner (3 Apr 2018 to 8 Dec 2019)
• Graham David Frier

  IRN GDF01023

  • [FCA CF] Material risk taker (23 Mar 2020 to 1 May 2021)
  • [FCA CF] Client dealing (23 Mar 2020 to 1 May 2021)
• Hannes Tankred Ansorg

  IRN HTA01012

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Aug 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 24 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Aug 2023)
  • CF30 Customer (3 Apr 2018 to 8 Dec 2019)
• Hassane Al Sakka

  IRN HXA00079

  • [FCA CF] Material risk taker (since 1 Jan 2024)
  • [FCA CF] Client dealing (since 2 Nov 2020)
• James Edward Galowski

  IRN JEG01133

  • SMF27 Partner (9 Dec 2019 to 31 Dec 2023)
  • CF4 Partner (3 Apr 2018 to 8 Dec 2019)

No changes recorded yet.