Graham David Frier

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Taula Capital Management (UK) LLP
FRN 1002451
- [FCA CF] Client dealing (since 22 Oct 2025)
- [FCA CF] Significant management (since 6 Oct 2025)
- [FCA CF] Material risk taker (6 Oct 2025 to 7 Oct 2025)
Eisler Capital (UK) Ltd (no longer approved here)
FRN 709654
- [FCA CF] Material risk taker (2 May 2023 to 31 Mar 2025)
- [FCA CF] Client dealing (11 May 2021 to 31 Mar 2025)
Apollo Asset Management Europe LLP (no longer approved here)
FRN 784373
- [FCA CF] Client dealing (23 Mar 2020 to 1 May 2021)
- [FCA CF] Material risk taker (23 Mar 2020 to 1 May 2021)
Citadel Securities (Europe) Limited (no longer approved here)
FRN 447450
- CF30 Customer (8 Jan 2014 to 3 May 2019)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (28 Oct 2008 to 31 Oct 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.