Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 26 Jul 2022)
    • [FCA CF] Material risk taker (since 26 Jul 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (11 Jul 2019 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Significant management (22 Feb 2019 to 18 Apr 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 18 Apr 2019)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 11 Aug 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.