Apollo Asset Management Europe LLP

• Principal Place of Business

  Apollo Management LLP

  1 Soho Place

  London

  Westminster

  W1D 3BG

  UNITED KINGDOM

  Phone

  +442070165000

  Web

  https://www.apollo.com

• Complaints Contact

  Apollo Management LLP

  1 Soho Place

  London

  Westminster

  W1D 3BG

  UNITED KINGDOM

  Phone

  +442070165000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Edward Vanek

  IRN JXV19895

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (25 Oct 2019 to 8 Dec 2019)
• Jeff Edward Sayers

  IRN JES01088

  • SMF27 Partner (15 Sep 2021 to 11 Aug 2023)
• Jesus Rio Cortes

  IRN JMR01180

  • [FCA CF] Client dealing (since 17 Aug 2022)
  • [FCA CF] Material risk taker (since 17 Aug 2022)
• Jillian Lutzy Regan

  IRN JXL01956

  • CF11 Money Laundering Reporting (3 Apr 2018 to 29 Mar 2019)
  • CF10 Compliance Oversight (3 Apr 2018 to 29 Mar 2019)
• John William Stratton

  IRN JWS01149

  • CF4 Partner (3 Apr 2018 to 30 Jun 2019)
  • CF30 Customer (3 Apr 2018 to 30 Jun 2019)
• Juan Sebastian Benavides Navas

  IRN JXB04154

  • [FCA CF] Client dealing (since 6 Oct 2025)
• Julie Caffrey

  IRN JXC02463

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 7 Jun 2024)
  • CF30 Customer (3 Apr 2018 to 8 Dec 2019)
• Katharine Dymoke

  IRN KJW01115

  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Apr 2022)
  • CF30 Customer (3 Apr 2018 to 8 Dec 2019)
• Kieran Miles Duffy

  IRN KXD10250

  • CF30 Customer (15 Jan 2019 to 8 Dec 2019)
• Lance Sebastian Owide

  IRN LSO00009

  • CF30 Customer (25 Apr 2018 to 18 Jun 2019)

No changes recorded yet.