Jillian Lutzy Regan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oaktree Capital Management (UK) LLP

    FRN 550908

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jul 2019 to 8 Dec 2019)
    • CF4 Partner (15 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jul 2019 to 8 Dec 2019)
  • Oaktree Capital Management (Europe) LLP

    FRN 709848

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (12 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Nov 2019 to 8 Dec 2019)
  • Oaktree Capital Management (International) Limited

    FRN 814006

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (12 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Nov 2019 to 8 Dec 2019)
  • Apollo Asset Management Europe LLP (no longer approved here)

    FRN 784373

    • CF11 Money Laundering Reporting (3 Apr 2018 to 29 Mar 2019)
    • CF10 Compliance Oversight (3 Apr 2018 to 29 Mar 2019)
  • Redding Ridge Asset Management (UK) LLP (no longer approved here)

    FRN 768961

    • CF10 Compliance Oversight (8 Dec 2017 to 29 Mar 2019)
    • CF11 Money Laundering Reporting (8 Dec 2017 to 29 Mar 2019)
  • Apollo Investment Management Europe LLP (no longer approved here)

    FRN 745318

    • CF11 Money Laundering Reporting (28 Oct 2016 to 29 Mar 2019)
    • CF10 Compliance Oversight (28 Oct 2016 to 29 Mar 2019)
  • Apollo Management International LLP (no longer approved here)

    FRN 452877

    • CF11 Money Laundering Reporting (1 Jun 2014 to 29 Mar 2019)
    • CF10 Compliance Oversight (1 Jun 2014 to 29 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

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