Oaktree Capital Management (International) Limited

• Principal Place of Business

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442072014600

  Web

  https://www.oaktreecapital.com

• Complaints Contact

  10 Bressenden Place

  London

  SW1E 5DH

  UNITED KINGDOM

  Phone

  +442072014600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Nicholas Gray

  IRN ANG01026

  • [FCA CF] Material risk taker (9 Jun 2023 to 31 Aug 2025)
  • [FCA CF] Client dealing (17 Mar 2020 to 31 Aug 2025)
  • CF30 Customer (24 Sep 2018 to 8 Dec 2019)
• Alejandro Cano

  IRN AXC03122

  • [FCA CF] Material risk taker (17 Mar 2020 to 31 Jul 2023)
  • [FCA CF] Client dealing (17 Mar 2020 to 31 Jul 2023)
  • CF30 Customer (2 Apr 2019 to 8 Dec 2019)
• Aman Kumar

  IRN AXK02144

  • SMF3 Executive Director (since 22 Jun 2022)
  • [FCA CF] Client dealing (1 Jun 2022 to 23 Jun 2022)
• Charles Peter Blackburn

  IRN CPB01114

  • SMF3 Executive Director (since 1 Oct 2025)
  • [FCA CF] Material risk taker (17 Mar 2020 to 1 Oct 2025)
  • [FCA CF] Client dealing (17 Mar 2020 to 1 Oct 2025)
  • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
• Christopher Cartwright

  IRN CXC10105

  • CF1 Director (27 Feb 2019 to 6 Dec 2019)
• Christopher Helmut Boehringer

  IRN CHB01050

  • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2025)
  • CF1 Director (24 Sep 2018 to 8 Dec 2019)
  • CF30 Customer (24 Sep 2018 to 8 Dec 2019)
• Dominic John Cameron Keenan

  IRN DJK01102

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (24 Sep 2018 to 8 Dec 2019)
• Federico Carlo Canciani

  IRN FXC01108

  • CF30 Customer (24 Sep 2018 to 8 Dec 2019)
• Jason Pae

  IRN JXP02641

  • CF11 Money Laundering Reporting (24 Sep 2018 to 8 Oct 2019)
  • CF10 Compliance Oversight (24 Sep 2018 to 8 Oct 2019)
• Jillian Lutzy Regan

  IRN JXL01956

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (12 Nov 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (12 Nov 2019 to 8 Dec 2019)

No changes recorded yet.