Adam Nicholas Gray

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oaktree Capital Management (International) Limited (no longer approved here)
FRN 814006
- [FCA CF] Material risk taker (9 Jun 2023 to 31 Aug 2025)
- [FCA CF] Client dealing (17 Mar 2020 to 31 Aug 2025)
- CF30 Customer (24 Sep 2018 to 8 Dec 2019)
Oaktree Capital Management (UK) LLP (no longer approved here)
FRN 550908
- CF4 Partner (14 May 2015 to 11 Jun 2018)
- CF30 Customer (14 May 2015 to 8 Dec 2019)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (10 Aug 2010 to 16 Sep 2014)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (25 Jul 2003 to 3 Jul 2006)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (25 Jul 2003 to 3 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.