Apollo Asset Management Europe LLP

• Principal Place of Business

  Apollo Management LLP

  1 Soho Place

  London

  Westminster

  W1D 3BG

  UNITED KINGDOM

  Phone

  +442070165000

  Web

  https://www.apollo.com

• Complaints Contact

  Apollo Management LLP

  1 Soho Place

  London

  Westminster

  W1D 3BG

  UNITED KINGDOM

  Phone

  +442070165000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luke Anthony Collins

  IRN LXC66580

  • [FCA CF] Client dealing (29 Nov 2021 to 7 Jul 2023)
• Madalena Contreras

  IRN MXC00120

  • [FCA CF] Client dealing (since 1 Jul 2025)
  • [FCA CF] Material risk taker (since 1 Jul 2025)
• Mattia Menchi

  IRN MXM00468

  • [FCA CF] Client dealing (28 Sep 2020 to 5 Aug 2024)
• Mayank Kalia

  IRN MXK00804

  • [FCA CF] Material risk taker (19 Feb 2024 to 1 Jul 2025)
  • [FCA CF] Client dealing (19 Feb 2024 to 1 Jul 2025)
• Michael Provenzano

  IRN MXP02705

  • [FCA CF] Material risk taker (9 Dec 2019 to 4 Aug 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Aug 2021)
  • CF30 Customer (3 Apr 2018 to 8 Dec 2019)
• Miguel Maria Ezcurra

  IRN MXE01730

  • [FCA CF] Material risk taker (1 Jan 2022 to 21 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 13 Mar 2026)
  • CF30 Customer (25 Apr 2018 to 8 Dec 2019)
• Miguel Rodríguez-Algaba

  IRN MXR00827

  • [FCA CF] Client dealing (since 4 Dec 2023)
• Nathan Byron Hagerman

  IRN NBH01030

  • CF30 Customer (3 Apr 2018 to 8 Dec 2019)
• Nedal Ramahi

  IRN NXR01358

  • [FCA CF] Material risk taker (19 Apr 2021 to 2 Apr 2023)
  • [FCA CF] Client dealing (19 Apr 2021 to 2 Apr 2023)
• Orla Ward

  IRN OXW00008

  • [FCA CF] Client dealing (16 May 2022 to 17 Nov 2023)

No changes recorded yet.