Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Rothesay Life Plc
FRN 466067
- [FCA CF] Manager of certification employee (since 6 Feb 2025)
- [FCA CF] Client dealing (since 5 Jun 2023)
- [FCA CF] Client dealing (10 Dec 2019 to 19 Jan 2021)
- CF30 Customer (5 May 2018 to 9 Dec 2018)
-
- [FCA CF] Material risk taker (19 Apr 2021 to 2 Apr 2023)
- [FCA CF] Client dealing (19 Apr 2021 to 2 Apr 2023)
-
- [FCA CF] Material risk taker (19 Apr 2021 to 2 Apr 2023)
- [FCA CF] Client dealing (19 Apr 2021 to 2 Apr 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.