Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 17 Aug 2022)
    • [FCA CF] Client dealing (since 17 Aug 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 23 Mar 2022)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (15 Oct 2019 to 1 Jun 2020)
  • Apollo Credit Management International Limited (no longer approved here)

    FRN 794485

    • (41)Employed By (15 Oct 2019 to 1 Jun 2020)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (7 Sep 2016 to 30 Jul 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jul 2019)
    • CF30 Customer (30 Aug 2011 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (27 May 2010 to 26 Jun 2011)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF21 Investment Adviser (21 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Apollo Credit Management International Limited

  2. controlled function added: (41)Employed By at Apollo Credit Management International Limited