Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (10 Feb 2017 to 19 May 2020)
- [PRA CF] Significant risk taker or Material risk taker (10 Feb 2017 to 19 May 2020)
- CF28 Systems and controls (1 Aug 2014 to 21 May 2015)
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- CF28 Systems and controls (4 Mar 2013 to 21 May 2015)
- CF10 Compliance Oversight (4 Mar 2013 to 21 May 2015)
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- CF30 Customer (1 Nov 2007 to 18 Jan 2013)
- CF21 Investment Adviser (8 Jul 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.