Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (10 Feb 2017 to 19 May 2020)
    • [PRA CF] Significant risk taker or Material risk taker (10 Feb 2017 to 19 May 2020)
    • CF28 Systems and controls (1 Aug 2014 to 21 May 2015)
  • Lloyds Bank Insurance Services Limited (no longer approved here)

    FRN 310738

    • CF28 Systems and controls (4 Mar 2013 to 21 May 2015)
    • CF10 Compliance Oversight (4 Mar 2013 to 21 May 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 18 Jan 2013)
    • CF21 Investment Adviser (8 Jul 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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