James Hardinge Houssemayne Du Boulay

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)
FRN 124784
- CF30 Customer (1 Apr 2019 to 19 Sep 2019)
Prosdocimi Limited (no longer approved here)
FRN 481247
- CF30 Customer (30 Oct 2015 to 18 Feb 2016)
Damus Capital Limited (no longer approved here)
FRN 719722
- Employed By (30 Oct 2015 to 18 Feb 2016)
P3P Capital LLP (no longer approved here)
FRN 534035
- CF30 Customer (17 May 2013 to 12 Nov 2015)
W1M Investment Management Limited (no longer approved here)
FRN 116404
- CF30 Customer (26 Apr 2010 to 20 Mar 2012)
Artemis Fund Managers Limited (no longer approved here)
FRN 122448
- CF21 Investment Adviser (23 Dec 2002 to 31 Jan 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.