P3P Capital LLP

• Principal Place of Business

  41-42 Dover Street

  London

  W1S 4NS

  UNITED KINGDOM

  Phone

  +4402036676200

• Complaints Contact

  41-42 Dover Street

  London

  W1S 4NS

  UNITED KINGDOM

  Phone

  +4402036676200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• . Animatrix Founders LLP

  IRN XXA01319

  • CF4 Partner (AR) (5 Apr 2016 to 29 Mar 2022)
• Donald Iain Alasdair MacKinnon

  IRN DIM01005

  • CF30 Customer (11 Jun 2012 to 2 Apr 2013)
• James Anthony Scruby

  IRN JAS01193

  • [FCA CF] Significant management (1 Jan 2020 to 31 Mar 2022)
  • [FCA CF] CASS oversight function (1 Jan 2020 to 31 Mar 2022)
  • SMF27 Partner (9 Dec 2019 to 16 Jun 2022)
  • CF4 Partner (6 May 2011 to 8 Dec 2019)
  • CF30 Customer (6 May 2011 to 8 Dec 2019)
• James Hardinge Houssemayne Du Boulay

  IRN JHD01035

  • CF30 Customer (17 May 2013 to 12 Nov 2015)
• Julian Paul Harris

  IRN JPH01270

  • [FCA CF] Significant management (since 9 Jun 2022)
  • SMF27 Partner (since 9 Jun 2022)
  • CF4 Partner (AR) (1 Dec 2015 to 29 Mar 2022)
• Mark David White

  IRN MDW01062

  • CF4 Partner (AR) (2 Dec 2015 to 29 Mar 2022)
  • CF30 Customer (2 Dec 2015 to 29 Mar 2022)
• Philip Henry Marmion Dymoke

  IRN PHD01007

  • [FCA CF] CASS oversight function (4 Mar 2020 to 31 Mar 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 May 2022)
  • SMF27 Partner (9 Dec 2019 to 15 Jun 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 May 2022)
  • CF4 Partner (19 Oct 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 May 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 May 2011 to 8 Dec 2019)
• Ruby Ravinder Jones

  IRN RRB01039

  • CF30 Customer (11 Jun 2012 to 20 Sep 2018)
• Rupert Charles Gifford Lywood

  IRN RCL01033

  • SMF16 Compliance Oversight (since 30 Jun 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2022)
  • [FCA CF] Significant management (since 6 May 2020)
  • [FCA CF] CASS oversight function (since 15 Mar 2020)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF3 Chief Executive (6 May 2011 to 8 Dec 2019)
  • CF4 Partner (6 May 2011 to 8 Dec 2019)
  • CF30 Customer (6 May 2011 to 8 Dec 2019)

• P3P Partners LLP (no longer appointed)

  FRN 726598 · Appointed 25 Nov 2015 · Until 27 Mar 2022 · Tied agent

No changes recorded yet.