Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 30 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2022)
    • [FCA CF] Significant management (since 6 May 2020)
    • [FCA CF] CASS oversight function (since 15 Mar 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (6 May 2011 to 8 Dec 2019)
    • CF30 Customer (6 May 2011 to 8 Dec 2019)
    • CF4 Partner (6 May 2011 to 8 Dec 2019)
  • Federated Hermes (UK) LLP (no longer approved here)

    FRN 469674

    • CF4 Partner (22 Nov 2007 to 16 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.