Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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P3P Capital LLP
FRN 534035
- SMF16 Compliance Oversight (since 30 Jun 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2022)
- [FCA CF] Significant management (since 6 May 2020)
- [FCA CF] CASS oversight function (since 15 Mar 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF3 Chief Executive (6 May 2011 to 8 Dec 2019)
- CF30 Customer (6 May 2011 to 8 Dec 2019)
- CF4 Partner (6 May 2011 to 8 Dec 2019)
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- CF4 Partner (22 Nov 2007 to 16 Nov 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.