Ian Brett Chicken

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TFS VOLBROKER LIMITED

    FRN 206018

    • SMF16 Compliance Oversight (since 12 Dec 2024)
    • [FCA CF] Client dealing (since 20 Aug 2024)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 21 Aug 2024)
    • CF1 Director (2 Dec 2016 to 6 Dec 2019)
  • OSTTRA SEF LIMITED (no longer approved here)

    FRN 472944

    • CF1 Director (7 Dec 2016 to 14 May 2018)
  • BROKERTEC EUROPE LIMITED (no longer approved here)

    FRN 161197

    • CF1 Director (28 Aug 2013 to 14 May 2018)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (1 Nov 2007 to 17 Dec 2010)
    • CF21 Investment Adviser (25 Oct 2004 to 31 Oct 2007)
  • ICAP Global Derivatives Limited (no longer approved here)

    FRN 191757

    • CF28 Systems and controls (1 Nov 2007 to 17 Dec 2010)
    • CF29 Significant management (1 Nov 2007 to 17 Dec 2010)
    • CF30 Customer (1 Nov 2007 to 17 Dec 2010)
    • CF3 Chief Executive (22 Aug 2006 to 18 Aug 2010)
    • CF1 Director (22 Aug 2006 to 17 Dec 2010)
    • CF8 Apportionment and Oversight (22 Aug 2006 to 31 Oct 2007)
    • CF20 Significant Mgt (Settlements) (14 Nov 2002 to 31 Oct 2007)
    • CF13 Finance (14 Nov 2002 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 22 Aug 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 22 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.