Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Omnis Investments Limited (no longer approved here)

    FRN 611694

    • SMF3 Executive Director (20 Mar 2023 to 12 Sep 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • SMF3 Executive Director (11 Jan 2023 to 12 Sep 2024)
    • SMF2 Chief Finance (11 Jan 2023 to 12 Sep 2024)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • SMF3 Executive Director (22 Oct 2021 to 31 Dec 2022)
    • SMF2 Chief Finance (22 Oct 2021 to 31 Dec 2022)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • SMF2 Chief Finance (22 Oct 2021 to 31 Dec 2022)
    • SMF3 Executive Director (22 Oct 2021 to 31 Dec 2022)
  • TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

    FRN 122401

    • SMF2 Chief Finance (9 Dec 2019 to 30 Sep 2020)
    • CF28 Systems and controls (12 Aug 2016 to 8 Dec 2019)
    • CF1 Director (12 Aug 2016 to 11 Mar 2019)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • SMF2 Chief Finance (9 Dec 2019 to 30 Sep 2020)
    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
    • CF1 Director (12 Aug 2016 to 8 Dec 2019)
    • CF28 Systems and controls (12 Aug 2016 to 8 Dec 2019)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
    • SMF2 Chief Finance (9 Dec 2019 to 30 Sep 2020)
    • CF1 Director (12 Aug 2016 to 8 Dec 2019)
    • CF28 Systems and controls (12 Aug 2016 to 8 Dec 2019)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • SMF2 Chief Finance (9 Dec 2019 to 30 Sep 2020)
    • SMF27 Partner (9 Dec 2019 to 30 Sep 2020)
    • CF28 Systems and controls (12 Aug 2016 to 8 Dec 2019)
    • CF4 Partner (12 Aug 2016 to 8 Dec 2019)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • SMF2 Chief Finance (12 Aug 2016 to 30 Sep 2020)
  • Argonaut Capital Partners LLP (no longer approved here)

    FRN 433809

    • CF4 Partner (19 May 2014 to 30 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at ELLIS BATES WEALTH MANAGEMENT LTD

  2. controlled function added: (180)SMF3 Executive Director at ELLIS BATES WEALTH MANAGEMENT LTD