Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zurich Assurance Ltd (no longer approved here)

    FRN 147672

    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 31 Dec 2020)
    • CF1 Director (4 Jun 2012 to 9 Dec 2018)
    • CF3 Chief Executive (4 Jun 2012 to 1 Jan 2016)
    • CF8 Apportionment and Oversight (4 Jun 2012 to 1 Jan 2016)
    • Responsible for Insurance Mediation (4 Jun 2012 to 1 Jan 2016)
  • Seven Investment Management LLP (no longer approved here)

    FRN 589124

    • CF2 Non Executive Director (15 Jul 2013 to 7 Sep 2015)
  • Zurich Intermediary Group Limited (no longer approved here)

    FRN 191080

    • Responsible for Insurance Mediation (18 Sep 2012 to 1 Jan 2016)
    • CF1 Director (4 Jun 2012 to 1 Jan 2016)
    • CF3 Chief Executive (4 Jun 2012 to 1 Jan 2016)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • CF1 Director (4 Jun 2012 to 1 Jan 2016)
    • Responsible for Insurance Mediation (4 Jun 2012 to 1 Jan 2016)
    • CF3 Chief Executive (4 Jun 2012 to 1 Jan 2016)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF3 Chief Executive (25 Jan 2011 to 27 Mar 2012)
    • CF1 Director (20 Jul 2010 to 27 Mar 2012)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • CF3 Chief Executive (13 Mar 2009 to 27 Mar 2012)
    • CF8 Apportionment and Oversight (13 Mar 2009 to 27 Mar 2012)
    • CF1 Director (13 Mar 2009 to 27 Mar 2012)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF8 Apportionment and Oversight (24 Nov 2008 to 31 Mar 2009)
    • CF3 Chief Executive (7 Nov 2008 to 27 Mar 2012)
    • CF1 Director (7 Nov 2008 to 27 Mar 2012)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • CF3 Chief Executive (7 Nov 2008 to 27 Mar 2012)
    • CF1 Director (7 Nov 2008 to 27 Mar 2012)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF1 Director (15 Aug 2007 to 12 Jun 2008)
    • CF17 Significant Mgt (Other Business Operations) (25 Aug 2006 to 15 Aug 2007)
    • CF19 Significant Mgt (Financial Resources) (15 Jun 2006 to 25 Aug 2006)
  • Vitality Corporate Services Limited (no longer approved here)

    FRN 461107

    • CF1 Director (29 Mar 2007 to 25 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

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