Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • Responsible for Insurance Mediation (5 Feb 2007 to 25 Sep 2008)
    • CF1 Director (15 Jun 2006 to 25 Sep 2008)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • Responsible for Insurance Mediation (5 Feb 2007 to 25 Sep 2008)
    • CF1 Director (25 Aug 2006 to 25 Sep 2008)
    • CF19 Significant Mgt (Financial Resources) (15 Jun 2006 to 25 Aug 2006)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • CF1 Director (24 Oct 2006 to 25 Sep 2008)
    • CF17 Significant Mgt (Other Business Operations) (25 Aug 2006 to 14 Dec 2006)
    • CF19 Significant Mgt (Financial Resources) (15 Jun 2006 to 25 Aug 2006)
  • Vitality Health Limited (no longer approved here)

    FRN 400057

    • CF1 Director (15 Jun 2006 to 25 Sep 2008)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jun 2006)
    • CF1 Director (1 Dec 2001 to 16 Jun 2008)
    • CF3 Chief Executive (1 Dec 2001 to 1 Jun 2006)
  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • CF1 Director (1 Dec 2001 to 16 Jun 2008)
    • CF3 Chief Executive (1 Dec 2001 to 1 Jun 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jun 2006)
  • M & G Financial Services Limited (no longer approved here)

    FRN 122058

    • CF1 Director (1 Dec 2001 to 16 Jun 2008)
    • CF3 Chief Executive (1 Dec 2001 to 1 Jun 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jun 2006)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF2 Non Executive Director (1 Dec 2001 to 24 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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