Andrew David Briggs

Last updated
4 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Insurance Services Limited (no longer approved here)

    FRN 310738

    • CF8 Apportionment and Oversight (20 Apr 2010 to 27 May 2011)
    • Responsible for Insurance Mediation (20 Apr 2010 to 10 May 2011)
    • CF3 Chief Executive (20 Apr 2010 to 27 May 2011)
    • CF1 Director (20 Apr 2010 to 27 May 2011)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF29 Significant management (9 Sep 2009 to 6 Apr 2010)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF29 Significant management (9 Sep 2009 to 6 Apr 2010)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (16 Jan 2009 to 27 May 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 Jan 2007 to 16 May 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (16 Jan 2009 to 27 May 2011)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF29 Significant management (1 Nov 2007 to 22 Jun 2009)
    • CF3 Chief Executive (4 Jan 2007 to 16 May 2010)
    • CF1 Director (4 Jan 2007 to 25 Mar 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 Jan 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (4 Jan 2007 to 31 Mar 2009)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF16 Significant Mgt (Desgntd Investment Business) (4 Jan 2007 to 16 May 2007)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF17 Significant Mgt (Other Business Operations) (27 Sep 2006 to 31 Oct 2006)
    • CF19 Significant Mgt (Financial Resources) (30 Dec 2003 to 27 Sep 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (21 Aug 2003 to 27 Sep 2006)
    • CF1 Director (1 Dec 2001 to 21 Aug 2003)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • CF1 Director (22 Jun 2006 to 2 Oct 2006)
    • CF19 Significant Mgt (Financial Resources) (30 Dec 2003 to 22 Jun 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 22 Jun 2006)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • Responsible for Insurance Mediation (12 Oct 2005 to 2 Oct 2006)
    • CF1 Director (8 Dec 2004 to 2 Oct 2006)
    • CF19 Significant Mgt (Financial Resources) (30 Dec 2003 to 8 Dec 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 8 Dec 2004)
Show more

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.