Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • Responsible for Insurance Mediation (27 Sep 2005 to 2 Oct 2006)
    • CF1 Director (20 Feb 2004 to 2 Oct 2006)
    • CF19 Significant Mgt (Financial Resources) (30 Dec 2003 to 20 Feb 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 20 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.