XPS Investment Limited

• Principal Place of Business

  Phoenix House

  1 Station Hill

  Reading

  Berkshire

  RG1 1NB

  UNITED KINGDOM

  Phone

  +441183130700

  Web

  https://www.xpsgroup.com

• Complaints Contact

  1 City Square

  Leeds

  LS1 2ES

  UNITED KINGDOM

  Phone

  +4401132440200

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Renos Renou Vassiliades

  IRN RXV01060

  • CF30 Customer (8 Jul 2011 to 8 Dec 2019)
  • Responsible for Insurance Mediation (8 Jul 2011 to 22 Jun 2018)
  • CF3 Chief Executive (8 Jul 2011 to 15 Jun 2018)
  • CF1 Director (8 Jul 2011 to 22 Jun 2018)
• Richard Garmon-Jones

  IRN RXG01194

  • CF10 Compliance Oversight (8 Jul 2011 to 1 Apr 2019)
  • CF11 Money Laundering Reporting (8 Jul 2011 to 1 Apr 2019)
• Richard Paul Charles Tarvin

  IRN RPT01030

  • CF30 Customer (28 Feb 2014 to 4 Jan 2016)
• Robert Andrew Scott

  IRN RAS01189

  • CF30 Customer (8 Jul 2011 to 26 Jan 2017)
• Robert James Pullan

  IRN RJP01213

  • CF30 Customer (8 Jul 2011 to 2 Apr 2013)
• Robert James Wallace

  IRN RJW01377

  • CF30 Customer (3 Aug 2015 to 8 Dec 2019)
• Sandra Mary Curtis

  IRN SMC01096

  • CF2 Non Executive Director (29 Apr 2014 to 26 Jan 2018)
• Sarah Helen Collison

  IRN SXC00716

  • [FCA CF] Client dealing (12 Jan 2022 to 2 Mar 2022)
• Sarah Louise Popplestone

  IRN SLP01085

  • CF30 Customer (16 Aug 2017 to 8 Dec 2019)
• Sarah Lucy Ing

  IRN SLI01004

  • CF2 Non Executive Director (17 May 2019 to 8 Dec 2019)

No changes recorded yet.