XPS Investment Limited

• Principal Place of Business

  Phoenix House

  1 Station Hill

  Reading

  Berkshire

  RG1 1NB

  UNITED KINGDOM

  Phone

  +441183130700

  Web

  https://www.xpsgroup.com

• Complaints Contact

  1 City Square

  Leeds

  LS1 2ES

  UNITED KINGDOM

  Phone

  +4401132440200

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarita Gosrani

  IRN SXG00271

  • [FCA CF] Client dealing (10 Mar 2021 to 16 Jul 2021)
• Scott Millward

  IRN SXM01361

  • [FCA CF] Client dealing (since 19 May 2023)
• Sian Eleanor Pringle

  IRN SEP01097

  • [FCA CF] Manager of certification employee (since 7 Feb 2024)
  • [FCA CF] Client dealing (since 8 Jan 2020)
  • CF30 Customer (7 Sep 2018 to 8 Dec 2019)
• Simeon John Willis

  IRN SJW01307

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (7 Feb 2024 to 27 Mar 2025)
  • CF30 Customer (25 May 2018 to 8 Dec 2019)
• Snehal Shah

  IRN SXS14126

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (9 Jul 2019 to 8 Dec 2019)
• Sophie Tennison

  IRN SXT00222

  • [FCA CF] Manager of certification employee (28 Jan 2020 to 28 Feb 2022)
  • [FCA CF] Client dealing (28 Jan 2020 to 28 Feb 2022)
• Stephen Purves

  IRN SXP01600

  • [FCA CF] Client dealing (since 22 Jun 2022)
  • [FCA CF] Manager of certification employee (since 22 Jun 2022)
• Stephen Wells

  IRN SXW00330

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2021)
• Steven Gerald Hickey

  IRN SXH01057

  • [FCA CF] Client dealing (20 Sep 2023 to 26 Apr 2024)
• Steven Hickey

  IRN SXH01053

  • [FCA CF] Client dealing (20 Sep 2023 to 6 Oct 2023)

No changes recorded yet.