XPS Investment Limited

• Principal Place of Business

  Phoenix House

  1 Station Hill

  Reading

  Berkshire

  RG1 1NB

  UNITED KINGDOM

  Phone

  +441183130700

  Web

  https://www.xpsgroup.com

• Complaints Contact

  1 City Square

  Leeds

  LS1 2ES

  UNITED KINGDOM

  Phone

  +4401132440200

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Steven Paul Butler

  IRN SPB01206

  • CF1 Director (25 Jul 2014 to 26 Jan 2018)
• Stuart James Geard

  IRN SJG01233

  • CF2 Non Executive Director (17 Sep 2012 to 28 Sep 2012)
• Susan Middleton

  IRN SXM01393

  • [FCA CF] Significant management (since 25 May 2022)
• TIMOTHY PETER CLAYDON

  IRN TPC01053

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Aug 2022)
  • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
• Thomas Edward Fallon

  IRN TXF00111

  • [FCA CF] Client dealing (16 Aug 2021 to 2 Jan 2026)
• Thomas Mark Birkin

  IRN TXB00350

  • [FCA CF] Client dealing (1 Apr 2022 to 23 Jan 2023)
• Thomas Platt

  IRN TXP00259

  • [FCA CF] Client dealing (since 31 Mar 2023)
• Thomas William Gabriel Pawelski

  IRN TXP00121

  • [FCA CF] Manager of certification employee (since 1 Apr 2026)
  • [FCA CF] Client dealing (since 22 Apr 2021)
• Timothy Miller

  IRN TXM20127

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Feb 2021)
  • CF30 Customer (13 Sep 2019 to 8 Dec 2019)
• Tom Cross Brown

  IRN TXC01074

  • CF2 Non Executive Director (15 Jan 2018 to 8 Dec 2019)

No changes recorded yet.