Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • XPS Investment Limited (no longer approved here)

    FRN 528774

    • Responsible for Insurance Mediation (8 Jul 2011 to 22 Jun 2018)
    • CF1 Director (8 Jul 2011 to 22 Jun 2018)
    • CF3 Chief Executive (8 Jul 2011 to 15 Jun 2018)
    • CF30 Customer (8 Jul 2011 to 8 Dec 2019)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF1 Director (15 Dec 2008 to 11 Jul 2011)
    • CF30 Customer (15 Dec 2008 to 13 Jul 2011)
    • CF27 Investment Management (1 Dec 2001 to 10 Sep 2004)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF22 Investment Adviser (Trainee) (17 Mar 2006 to 4 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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