Richard Paul Charles Tarvin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

XPS Investment Limited (no longer approved here)
FRN 528774
- CF30 Customer (28 Feb 2014 to 4 Jan 2016)
Craven Street Capital Limited (no longer approved here)
FRN 463083
- Employed By (11 Jun 2013 to 13 May 2016)
TrinityBridge Limited (no longer approved here)
FRN 119329
- CF30 Customer (5 Mar 2010 to 31 Dec 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.