WREN STERLING FINANCIAL PLANNING LIMITED

• Principal Place of Business

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

  Web

  https://www.wrensterling.com

• Complaints Contact

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gareth John Hope

  IRN GJH01183

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jan 2026)
  • [PRA CF] Key function holder (9 Dec 2019 to 13 Oct 2023)
• Garry Edward Osborne

  IRN GEO00002

  • CF30 Customer (16 Mar 2015 to 8 Jan 2016)
• Garry John Donnelly

  IRN GJD00006

  • CF29 Significant management (16 Sep 2015 to 16 Mar 2016)
  • CF30 Customer (16 Mar 2015 to 30 Sep 2017)
• Gary Bodle

  IRN GXB00094

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 6 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 6 Jan 2025)
• Gavin Owen Armstrong

  IRN GOA01003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2023)
  • [FCA CF] Client dealing (since 1 Jun 2023)
• Georgina Ogilvie-Jones

  IRN GXO19773

  • [FCA CF] Functions requiring qualifications (27 Feb 2023 to 28 Feb 2023)
  • [FCA CF] Client dealing (27 Feb 2023 to 28 Feb 2023)
• Gerald Morris

  IRN GXM02123

  • CF30 Customer (11 Dec 2015 to 20 Jan 2017)
• Ghazenefar Ahmed

  IRN GXA33179

  • [FCA CF] Client dealing (30 Aug 2022 to 5 Sep 2025)
  • [FCA CF] Functions requiring qualifications (30 Aug 2022 to 5 Sep 2025)
• Gilbert Fergus Hinchliffe

  IRN FGH01006

  • [FCA CF] Client dealing (10 Feb 2023 to 28 Feb 2025)
  • [FCA CF] Functions requiring qualifications (10 Feb 2023 to 28 Feb 2025)
• Giles Edward John Fisher Moore

  IRN GEM01075

  • [FCA CF] Client dealing (14 Dec 2022 to 31 Aug 2023)
  • [FCA CF] Functions requiring qualifications (14 Dec 2022 to 31 Aug 2023)

No changes recorded yet.