Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 6 Jan 2025)
- [FCA CF] Client dealing (since 6 Jan 2025)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 2 Jan 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2025)
- CF1 Director (AR) (31 Mar 2009 to 2 Jan 2025)
- CF30 Customer (1 Nov 2007 to 2 Jan 2025)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF4 Partner (AR) (1 Dec 2001 to 28 Oct 2010)
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- (4)Employed By (1 Dec 2001 to 2 Jan 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.