Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Client dealing (30 Aug 2022 to 5 Sep 2025)
    • [FCA CF] Functions requiring qualifications (30 Aug 2022 to 5 Sep 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (8 Apr 2019 to 24 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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