Garry Edward Osborne

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 10 Jul 2023)
    • [FCA CF] Client dealing (since 10 Jul 2023)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (16 Mar 2015 to 8 Jan 2016)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 8 Nov 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (25 Jan 2010 to 16 Sep 2010)
  • West Bromwich Financial Planning Ltd (no longer approved here)

    FRN 452555

    • Employed By (25 Jan 2010 to 8 Nov 2013)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF30 Customer (9 Oct 2008 to 31 Dec 2009)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 13 Oct 2008)
    • CF22 Investment Adviser (Trainee) (26 Apr 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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