Whitechurch Securities Limited

• Principal Place of Business

  Whitechurch Securities Ltd

  14 Fairview Drive

  Bristol

  Bristol, City Of

  BS6 6PH

  UNITED KINGDOM

  Phone

  +4401174521206

  Web

  https://www.whitechurch.co.uk

• Complaints Contact

  Whitechurch Securities Ltd

  14 Fairview Drive

  Bristol

  Bristol, City Of

  BS6 6PH

  UNITED KINGDOM

  Phone

  +4401174521223

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kean Michael Seager

  IRN KMS00002

  • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 1 May 2024)
  • SMF3 Executive Director (9 Dec 2019 to 1 May 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jan 2019)
  • CF3 Chief Executive (AR) (14 May 2009 to 1 May 2024)
  • CF30 Customer (1 Nov 2007 to 1 May 2024)
  • Responsible for Insurance Mediation (10 Mar 2006 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (11 Aug 2003 to 1 Nov 2006)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Kevin Michael Palmer

  IRN KMP00016

  • CF30 Customer (9 Sep 2013 to 1 Jan 2015)
• Lauren Victoria Greatorex

  IRN LXG17020

  • SMF3 Executive Director (9 Dec 2019 to 25 Nov 2022)
  • CF1 Director (20 Sep 2019 to 8 Dec 2019)
• Lisa Clifford

  IRN LMC01071

  • [FCA CF] Client dealing (15 Aug 2022 to 1 Jul 2025)
  • [FCA CF] Functions requiring qualifications (28 Jun 2021 to 1 Jul 2025)
• Manmohan Singh

  IRN MXS01683

  • CF13 Finance (1 Dec 2001 to 16 Sep 2005)
• Mark Knowles Hinton

  IRN MXH01557

  • CF27 Investment Management (3 Oct 2002 to 31 May 2006)
• Mark Robert Stone

  IRN MRS00053

  • SMF3 Executive Director (9 Dec 2019 to 18 May 2020)
  • CF1 Director (AR) (7 May 2009 to 18 May 2020)
  • CF30 Customer (1 Nov 2007 to 18 May 2020)
  • CF1 Director (19 Jul 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (30 Apr 2002 to 31 Oct 2007)
  • CF21 Investment Adviser (14 Jan 2002 to 31 Oct 2007)
• Neil Oliver Rushton

  IRN NOR01003

  • CF30 Customer (1 Nov 2007 to 1 Oct 2008)
  • CF22 Investment Adviser (Trainee) (15 Sep 2006 to 31 Oct 2007)
• Nicholas Cunningham

  IRN NXC01276

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2025)
  • CF30 Customer (27 Sep 2016 to 8 Dec 2019)
• Nicholas Edward Roley

  IRN NER01022

  • CF30 Customer (23 Oct 2017 to 8 Dec 2019)

• Chelmsford Administration Limited

  FRN 591081 · Appointed 12 Nov 2012

• Whitechurch Asset Management Limited

  FRN 495793 · Appointed 30 Jan 2009

No changes recorded yet.