Whitechurch Securities Limited

• Principal Place of Business

  Whitechurch Securities Ltd

  14 Fairview Drive

  Bristol

  Bristol, City Of

  BS6 6PH

  UNITED KINGDOM

  Phone

  +4401174521206

  Web

  https://www.whitechurch.co.uk

• Complaints Contact

  Whitechurch Securities Ltd

  14 Fairview Drive

  Bristol

  Bristol, City Of

  BS6 6PH

  UNITED KINGDOM

  Phone

  +4401174521223

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Steven Barratt

  IRN NSB00025

  • [FCA CF] Client dealing (15 Aug 2022 to 1 Jul 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2025)
  • CF30 Customer (19 May 2011 to 8 Dec 2019)
• Poppy Alice Say

  IRN PXS16892

  • SMF3 Executive Director (8 Sep 2020 to 1 May 2024)
  • CF2 Non Executive Director (27 Sep 2019 to 8 Dec 2019)
• Richard Wood

  IRN RJW00034

  • CF30 Customer (2 Jan 2013 to 29 Apr 2016)
• Robert Edward James Dyte

  IRN RED01042

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
  • CF1 Director (AR) (7 May 2009 to 31 Mar 2026)
  • CF28 Systems and controls (3 Nov 2008 to 8 Dec 2019)
  • CF1 Director (3 Nov 2008 to 8 Dec 2019)
• Robert Frederick Simpson

  IRN RFS00007

  • CF1 Director (AR) (7 May 2009 to 5 Mar 2013)
  • CF1 Director (27 Sep 2006 to 5 Mar 2013)
  • CF11 Money Laundering Reporting (1 Jul 2005 to 5 Mar 2013)
  • CF10 Compliance Oversight (1 Jul 2005 to 5 Mar 2013)
• Roger Knowles

  IRN RXK00001

  • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)
• Samuel Edward Walpole

  IRN SXW00473

  • [FCA CF] Functions requiring qualifications (2 Aug 2021 to 14 Mar 2022)
• Shelley Marie Mabillot

  IRN SMM00047

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Jul 2002)
• Simon Jaffe

  IRN SXJ01106

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Apr 2022)
  • CF30 Customer (19 Sep 2019 to 8 Dec 2019)
• Simon James Snook

  IRN SJS00125

  • SMF3 Executive Director (9 Dec 2019 to 18 Dec 2019)
  • CF1 Director (AR) (10 Jan 2013 to 18 Dec 2019)
  • CF1 Director (19 Mar 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (13 Oct 2004 to 24 Jun 2005)
  • CF10 Compliance Oversight (13 Oct 2004 to 1 Mar 2005)

• Chelmsford Administration Limited

  FRN 591081 · Appointed 12 Nov 2012

• Whitechurch Asset Management Limited

  FRN 495793 · Appointed 30 Jan 2009

No changes recorded yet.