Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • [FCA CF] Client dealing (since 1 Oct 2020)
  • Tees Financial Limited (no longer approved here)

    FRN 211314

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Sep 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Sep 2020)
    • CF30 Customer (11 Dec 2017 to 8 Dec 2019)
  • Cooper & Parks Financial Services Limited (no longer approved here)

    FRN 193639

    • (2)Employed By (11 Jul 2016 to 8 Dec 2017)
  • Peach Financial (no longer approved here)

    FRN 201886

    • (1)Employed By (4 Nov 2015 to 11 Jul 2016)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (4 Nov 2015 to 8 Dec 2017)
  • Whitechurch Securities Limited (no longer approved here)

    FRN 114318

    • CF30 Customer (9 Sep 2013 to 1 Jan 2015)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (14 Feb 2013 to 31 Aug 2013)
  • Crawford Drake Wealth Management Ltd (no longer approved here)

    FRN 569700

    • Employed By (14 Feb 2013 to 31 Aug 2013)
  • Crawford Drake Limited (no longer approved here)

    FRN 582337

    • Employed By (5 Jul 2012 to 22 Feb 2013)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (266)Employed By (23 Feb 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Employed By at Peach Financial

  2. controlled function added: (2)Employed By at Cooper & Parks Financial Services Limited