Mark Robert Stone

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 11 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 6 Jul 2020)
    • [FCA CF] Client dealing (since 6 Jul 2020)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Manager of certification employee (since 11 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 6 Jul 2020)
    • [FCA CF] Client dealing (since 6 Jul 2020)
  • Evelyn Partners Investment Management Services Limited

    FRN 165169

    • [FCA CF] Manager of certification employee (since 11 Sep 2024)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Manager of certification employee (11 Sep 2024 to 1 Apr 2026)
  • Whitechurch Securities Limited (no longer approved here)

    FRN 114318

    • SMF3 Executive Director (9 Dec 2019 to 18 May 2020)
    • CF1 Director (AR) (7 May 2009 to 18 May 2020)
    • CF30 Customer (1 Nov 2007 to 18 May 2020)
    • CF1 Director (19 Jul 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (30 Apr 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (14 Jan 2002 to 31 Oct 2007)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (1 Nov 2007 to 4 Feb 2008)
    • CF1 Director (AR) (14 Aug 2006 to 28 Nov 2006)
    • CF24 Pension Transfer Specialist (23 Jan 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Nov 2004 to 28 Nov 2006)
  • Whitechurch Financial Consultants Ltd (no longer approved here)

    FRN 409728

    • Employed By (25 Nov 2004 to 18 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

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