WFS Consulting Limited

• Principal Place of Business

  Quadrant House North

  61-65 Croydon Road

  Caterham

  Surrey

  CR3 6PB

  UNITED KINGDOM

  Phone

  +4401883332260

  Web

  https://www.wingatebs.com

• Complaints Contact

  Quadrant House North

  61-65 Croydon Road

  Caterham

  Surrey

  CR3 6PB

  UNITED KINGDOM

  Phone

  +4401883332260

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Robert Weeks

  IRN PRW00047

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 1 Sep 2016)
  • CF1 Director (28 Apr 2003 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Paul Stuart Lucas

  IRN PSL00007

  • CF24 Pension Transfer Specialist (10 Dec 2003 to 13 Jan 2004)
  • CF21 Investment Adviser (10 Dec 2003 to 13 Jan 2004)
• Peter John Dessent

  IRN PJD00058

  • CF1 Director (1 Dec 2001 to 5 Sep 2007)
• Peter Jonathan Magliocco

  IRN PJM00097

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2026)
  • CF30 Customer (9 Feb 2015 to 8 Dec 2019)
• Richard Barnes

  IRN RXB02105

  • CF1 Director (AR) (9 Apr 2018 to 8 Sep 2023)
• Richard Martin Grover

  IRN RMG01089

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 6 May 2010)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Mar 2026)
• Robert Anthony Patrick Wemyss

  IRN RAW01121

  • CF24 Pension Transfer Specialist (15 Apr 2003 to 4 Mar 2004)
  • CF21 Investment Adviser (15 Apr 2003 to 4 Mar 2004)
• Robert John Carter

  IRN RJC00104

  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF11 Money Laundering Reporting (13 May 2003 to 1 Nov 2008)
  • CF10 Compliance Oversight (1 Mar 2003 to 1 Nov 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Satish Jhankur

  IRN SXJ08826

  • CF30 Customer (1 Dec 2018 to 1 Dec 2018)
• Scott William Laken

  IRN SXL00358

  • [FCA CF] Functions requiring qualifications (8 Mar 2022 to 5 Apr 2024)
  • [FCA CF] Client dealing (8 Mar 2022 to 5 Apr 2024)

• Bridgehead (UK) Limited (no longer appointed)

  FRN 193134 · Appointed 1 Apr 2018 · Until 27 Mar 2026

• Expense Reduction Analysts (Uk) Limited (no longer appointed)

  FRN 421168 · Appointed 28 Mar 2013 · Until 5 Jan 2022

• NB Financial Consultancy Ltd (no longer appointed)

  FRN 448610 · Appointed 27 Feb 2006 · Until 12 May 2008

No changes recorded yet.