Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 6 May 2010)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Mar 2026)
  • Bridgehead (UK) Limited (no longer approved here)

    FRN 193134

    • Employed By (11 Apr 2018 to 26 Mar 2026)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF30 Customer (1 Nov 2007 to 19 Oct 2009)
    • CF21 Investment Adviser (22 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Jun 2004 to 22 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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