Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WFS Consulting Limited
FRN 191531
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 1 Sep 2016)
- CF1 Director (28 Apr 2003 to 8 Dec 2019)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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WINGATE WEALTH MANAGEMENT LIMITED
FRN 478923
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2019)
- CF30 Customer (3 Aug 2012 to 26 Oct 2015)
- CF1 Director (3 Mar 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.