Robert John Carter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WINGATE WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 478923

    • CF10 Compliance Oversight (3 Mar 2008 to 1 Nov 2008)
    • CF11 Money Laundering Reporting (3 Mar 2008 to 1 Nov 2008)
  • WFS Consulting Limited (no longer approved here)

    FRN 191531

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF11 Money Laundering Reporting (13 May 2003 to 1 Nov 2008)
    • CF10 Compliance Oversight (1 Mar 2003 to 1 Nov 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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