Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (12 Jun 2023 to 1 Jan 2024)
- [FCA CF] Client dealing (12 Jun 2023 to 1 Jan 2024)
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- Employed By (26 Jan 2012 to 1 Jan 2013)
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- CF24 Pension Transfer Specialist (10 Dec 2003 to 13 Jan 2004)
- CF21 Investment Adviser (10 Dec 2003 to 13 Jan 2004)
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- CF21 Investment Adviser (15 Aug 2002 to 31 Dec 2002)
- CF24 Pension Transfer Specialist (23 May 2002 to 31 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.