Thompson Jenner Financial Services Limited

• Principal Place of Business

  1 Colleton Crescent

  Exeter

  Devon

  EX2 4DG

  UNITED KINGDOM

  Phone

  +4401392258553

  Web

  https://www.tjfs.co.uk

• Complaints Contact

  1 Colleton Crescent

  Exeter

  Devon

  EX2 4DG

  UNITED KINGDOM

  Phone

  +4401392258553

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Peter Walmsley

  IRN APW01107

  • CF1 Director (13 Sep 2002 to 1 Apr 2011)
• Andrew Charles Cox

  IRN ACC01094

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 28 May 2024)
  • [FCA CF] Functions requiring qualifications (since 28 May 2024)
• Benjamin David Paveley

  IRN BXP00303

  • [FCA CF] Functions requiring qualifications (2 Jan 2025 to 31 Mar 2026)
  • [FCA CF] Client dealing (2 Jan 2025 to 31 Mar 2026)
• David Joseph Smith

  IRN DJS00011

  • CF30 Customer (28 Apr 2008 to 16 Aug 2009)
• David Roy Tucker

  IRN DRT01073

  • SMF3 Executive Director (since 19 Feb 2020)
  • CF2 Non Executive Director (21 May 2013 to 8 Dec 2019)
• Gary John Salter

  IRN GJS01111

  • CF2 Non Executive Director (13 Sep 2002 to 1 Dec 2016)
• Jonathan Paul Westley

  IRN JPW01167

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2024)
  • SMF3 Executive Director (since 15 Feb 2020)
  • CF2 Non Executive Director (16 Apr 2008 to 8 Dec 2019)
• Laura Hinton

  IRN LXH00315

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Apr 2021)
  • [FCA CF] Client dealing (since 5 Apr 2021)
• Linda Maureen Cleaves

  IRN LMC01065

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 5 Sep 2022)
• Marcus Kai Worthington

  IRN MXW00465

  • SMF3 Executive Director (since 7 Dec 2023)

No changes recorded yet.