Andrew Charles Cox

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thompson Jenner Financial Services Limited

    FRN 210740

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 May 2024)
    • [FCA CF] Functions requiring qualifications (since 28 May 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2024)
    • CF30 Customer (5 Mar 2019 to 8 Dec 2019)
  • Wealth & Prosperity Ltd (no longer approved here)

    FRN 700077

    • Responsible for Insurance Distribution (1 Oct 2018 to 28 Aug 2019)
    • Responsible for Insurance Mediation (28 Sep 2015 to 30 Sep 2018)
    • CF1 Director (28 Sep 2015 to 28 Aug 2019)
    • CF10 Compliance Oversight (28 Sep 2015 to 28 Aug 2019)
    • CF11 Money Laundering Reporting (28 Sep 2015 to 28 Aug 2019)
    • CF30 Customer (28 Sep 2015 to 28 Aug 2019)
  • Denton Woodhouse Limited (no longer approved here)

    FRN 201800

    • (16)Employed By (10 Nov 2014 to 5 Oct 2015)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (10 Oct 2012 to 4 Nov 2014)
    • CF30 Customer (1 Nov 2007 to 5 Oct 2015)
    • CF24 Pension Transfer Specialist (8 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 2 Aug 2005)
  • Zurich Introducer Network Ltd (no longer approved here)

    FRN 207639

    • Employed By (26 Mar 2004 to 8 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (16)Employed By at Denton Woodhouse Limited