Turpin Barker Armstrong

• Principal Place of Business

  1 Westmead Road

  Sutton

  Surrey

  SM1 4LA

  UNITED KINGDOM

  Phone

  +4402086617878

  Web

  https://www.turpinbarkerarmstrong.co.uk

• Complaints Contact

  1 Westmead Road

  Sutton

  Surrey

  SM1 4LA

  UNITED KINGDOM

  Phone

  +4402086617878

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to execution only transactions, except in relation to an income withdrawl.
  • · Limited to where the arrangements are carried out as a disclosed agent for a named client with or through a permitted third party (which is an independent intermediary).
  • · Limited to carrying on the activity in relation to packaged products, with or through a life office or an operator of a regulated collective investment scheme or an appointed representative of either.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan William Payne

  IRN AWP01032

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 8 Feb 2017)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Feb 2017)
  • CF4 Partner (1 Dec 2001 to 8 Feb 2017)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 2 Dec 2013)
• Andrew Bailey

  IRN AXB03714

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (29 Oct 2015 to 8 Dec 2019)
• Andrew James Tompson

  IRN AJT01176

  • CF30 Customer (16 Jan 2009 to 29 Sep 2017)
  • CF22 Investment Adviser (Trainee) (22 Jun 2004 to 10 Feb 2006)
• Bradley Ian Suckling

  IRN BIS01013

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (8 Apr 2008 to 8 Dec 2019)
• David Alan Payne

  IRN DAP01156

  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (3 Apr 2020 to 1 Sep 2022)
  • CF4 Partner (8 Apr 2008 to 8 Dec 2019)
• Dean Christopher Clark

  IRN DCC01112

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (8 Apr 2008 to 8 Dec 2019)
• James Edmund Patchett

  IRN JEP01133

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (17 Mar 2006 to 8 Dec 2019)
• Jeremy Sinclair Askew

  IRN JXA01220

  • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2004)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Katie Drake

  IRN KXD00167

  • SMF27 Partner (since 26 Aug 2021)
• Mark Alan Jeffries

  IRN MAJ01058

  • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
  • CF4 Partner (28 Mar 2006 to 30 Dec 2011)
  • CF21 Investment Adviser (26 Mar 2002 to 31 Oct 2007)

No changes recorded yet.