Turpin Barker Armstrong

• Principal Place of Business

  1 Westmead Road

  Sutton

  Surrey

  SM1 4LA

  UNITED KINGDOM

  Phone

  +4402086617878

  Web

  https://www.turpinbarkerarmstrong.co.uk

• Complaints Contact

  1 Westmead Road

  Sutton

  Surrey

  SM1 4LA

  UNITED KINGDOM

  Phone

  +4402086617878

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to execution only transactions, except in relation to an income withdrawl.
  • · Limited to where the arrangements are carried out as a disclosed agent for a named client with or through a permitted third party (which is an independent intermediary).
  • · Limited to carrying on the activity in relation to packaged products, with or through a life office or an operator of a regulated collective investment scheme or an appointed representative of either.

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martin Charles Armstrong

  IRN MCA01037

  • SMF27 Partner (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Jun 2021)
  • CF11 Money Laundering Reporting (27 Dec 2013 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 30 Nov 2012)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
• Martin Charles Card

  IRN MCC01044

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 10 Oct 2016)
  • Responsible for Insurance Mediation (22 Feb 2017 to 30 Sep 2018)
  • CF10 Compliance Oversight (22 Feb 2017 to 8 Dec 2019)
  • CF4 Partner (8 Apr 2014 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (13 Oct 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (21 Aug 2003 to 31 Jul 2004)
• Oliver Matthew O'Brien

  IRN OXO00028

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 27 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 27 Jan 2025)
• Paul Stuart Lucas

  IRN PSL00007

  • CF21 Investment Adviser (15 Aug 2002 to 31 Dec 2002)
  • CF24 Pension Transfer Specialist (23 May 2002 to 31 Dec 2002)
• Robert James Crow

  IRN RJC00116

  • CF30 Customer (1 Nov 2007 to 25 Jul 2011)
  • CF21 Investment Adviser (29 Nov 2004 to 31 Oct 2007)
• Ross Christopher Wilding

  IRN RCW01064

  • CF30 Customer (16 Jan 2009 to 6 Aug 2010)
• Ryan Anthony Russell

  IRN RXR00161

  • SMF27 Partner (since 26 Aug 2021)
• Sarah Jane Crean

  IRN SXC00587

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2022)
  • SMF27 Partner (since 26 Aug 2021)
• Stewart Lindsay Ireland

  IRN SXI01042

  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)

No changes recorded yet.