Martin Charles Card

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Turpin Barker Armstrong

    FRN 112720

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 10 Oct 2016)
    • CF10 Compliance Oversight (22 Feb 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (22 Feb 2017 to 30 Sep 2018)
    • CF4 Partner (8 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (13 Oct 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (21 Aug 2003 to 31 Jul 2004)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF21 Investment Adviser (12 Feb 2002 to 21 Feb 2003)
    • CF24 Pension Transfer Specialist (12 Feb 2002 to 21 Feb 2003)
    • CF27 Investment Management (12 Feb 2002 to 21 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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