West Bromwich Building Society

• Principal Place of Business

  2 Providence Place

  West Bromwich

  West Midlands

  B70 8AF

  UNITED KINGDOM

  Phone

  +441215257070

  Web

  https://www.westbrom.co.uk

• Complaints Contact

  West Bromwich Bldg Soc, 2 Providence Place

  West Bromwich

  West Midlands

  B70 8AF

  UNITED KINGDOM

  Phone

  +4401217967860

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stephen David Thomas

  IRN SDT00005

  • CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2002)
• Stephen Elvet Jones

  IRN SEJ00002

  • CF21 Investment Adviser (17 Jun 2002 to 11 Oct 2006)
• Stephen George Marsh

  IRN SGM01065

  • CF15 Internal Audit (1 Dec 2001 to 23 Feb 2006)
• Stephen John Smart

  IRN SJS01406

  • SMF18 Other Overall Responsibility (7 Mar 2016 to 17 Jul 2017)
  • CF29 Significant management (5 Jun 2014 to 6 Mar 2016)
  • Responsible for Insurance Mediation (5 Jun 2014 to 4 May 2017)
• Stephen John Woodward

  IRN SJW00037

  • CF22 Investment Adviser (Trainee) (26 Nov 2004 to 13 May 2005)
• Stephen Light

  IRN SXL00102

  • CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2005)
• Stephen Neil Leonard

  IRN SNL01017

  • CF29 Significant management (9 Jun 2010 to 31 Jan 2013)
• Stephen Reed

  IRN SXR87810

  • [FCA CF] Manager of certification employee (since 1 Apr 2016)
• Stephen William Price

  IRN SWP00008

  • CF22 Investment Adviser (Trainee) (30 Oct 2003 to 9 Jan 2004)
• Steven Paul Castledine

  IRN SPC00002

  • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2003)

No changes recorded yet.