Stephen Light

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Sep 2025)
    • [FCA CF] Client dealing (since 15 Sep 2025)
  • Hadlow Edwards Wealth Management Limited (no longer approved here)

    FRN 945393

    • (8)Employed By (22 Feb 2021 to 15 Sep 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (12 Feb 2021 to 15 Sep 2025)
    • CF30 Customer (10 Feb 2021 to 15 Sep 2025)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (7 Apr 2016 to 4 Jun 2018)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (1 Nov 2007 to 2 Jun 2008)
    • CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Aug 2005 to 9 Jan 2006)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.