Stephen William Price

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

West Bromwich Building Society (no longer approved here)
FRN 104877
- CF22 Investment Adviser (Trainee) (30 Oct 2003 to 9 Jan 2004)
O'Meara Johnson Financial Services (Number 2 Account) 006 (no longer approved here)
FRN 191379
- Employed By (19 May 2003 to 7 Jul 2003)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.